close

Enter

Log in using OpenID

AFP Certification Reinstatement Form

embedDownload
AFPTM Certification Reinstatement Form
This form may be used between October and December 2014 ONLY by former AFP Certificants who
have not renewed the AFP Certification since year 2013 or year 2014.
Name of Applicant:______________________________
_______________
Former AFPTM Certificant No.: AFPHK
Section A: Reinstatement Requirements (Please put a “” at the appropriate box)
Applicants need to meet the respective reinstatement requirements:

 For certification not successfully renewed since
year 2013
 For certification not successfully renewed since
year 2014
a) Complete this reinstatement form and submit it
TM
together with a completed AFP Certification
Renewal Application Form for Year 2015 to IFPHK.
a) Complete this reinstatement form and submit it
TM
together with a completed AFP Certification
Renewal Application Form for Year 2015 to IFPHK.
b) Pay the amount of HK$3,600 to IFPHK, which includes:
b) Pay the amount of HK$2,300 to IFPHK, which includes:
Annual certification fee for year 2013
HK$1,000
Annual certification fee for year 2014
HK$1,000
Annual certification fee for year 2014
HK$1,000
Annual certification fee for year 2015
HK$1,000
Annual certification fee for year 2015
HK$1,000
1 year reinstatement fee
nd
2 year reinstatement fee
st
HK$300
HK$600
c) Complete 45 credits of continuing education for 2013,
2014 and 2015 certification renewal, which must
include at least 6 credits on compliance or ethics
(Applicant who was granted the AFP certification on or
after 1 July 2012 needs to complete 37.5 CE credits
which must include at least 5 credits on compliance or
ethics).
c) Complete 30 credits of continuing education for 2014
and 2015 certification renewal, which must include at
least 4 credits on compliance or ethics (Applicant who
was granted the AFP certification on or after 1 July
2013 needs to complete 22.5 CE credits, which must
include at least 3 credits on compliance or ethics).
d) Continue to adhere to IFPHK’s Code of Ethics and
Professional Responsibility.
d) Continue to adhere to IFPHK’s Code of Ethics and
Professional Responsibility.
Section B: Mark Usage and Continuing Education Declaration
(Please skip Section TWO of the AFPTM Certification Renewal Application Form for Year 2015)
This is to declare that
a)
I have read and agree to follow the Guide to Use of the AFPTM Marks which is available at the AFPTM Certificant
Manual; and
b)
I understand the CE requirement and obligations of an AFP
applicable) as specified by IFPHK
TM
certificant, and an associate member of IFPHK (if
and that I have met the obligations of the proper usage of the AFP trademarks and CE requirement for certification
reinstatement. The CE attendance records and supporting documentary evidence are attached herewith for the
Institute’s reference and record.

Signature: ____________________________________
CM
CM
TM
Date: _______________________________
TM
CFP , CERTIFIED FINANCIAL PLANNER ,
,
, AFP , ASSOCIATE FINANCIAL PLANNER ,
and
are certification marks and/or trademarks owned outside the U.S. by Financial Planning Standards Board Ltd. The
Institute of Financial Planners of Hong Kong is the marks licensing authority for the CFP marks and AFP marks in Hong Kong and Macau, through agreement
with FPSB.
1
Oct 14
Section C: Supplementary Ethics Declaration (Please put a “” at the appropriate boxes)

Period of Declaration:
 1 January 2012 to 31 December 2013
(for certification not successfully renewed since
year 2013)
1.
2.
3.
4.
5.
6.
 1 January 2013 to 31 December 2013
(for certification not successfully renewed since
year 2014)
Have you ever been convicted of any offence other than a minor traffic or littering offence in Hong
Kong or elsewhere?
If “yes”, please specify: _____________________________________________________________
Are you or have you ever been declared bankrupt in Hong Kong or elsewhere?
If “yes”, please specify: _____________________________________________________________
Have you ever been refused membership of a statutory body or other professional body in respect of
your professional capacity in Hong Kong or elsewhere?
If “yes”, please specify: _____________________________________________________________
Have you ever been refused professional indemnity insurance in Hong Kong or elsewhere?
If “yes”, please specify: _____________________________________________________________
Have you ever been subject to disciplinary proceedings or expelled by a statutory body or other
professional body in respect of your professional capacity in Hong Kong or elsewhere?
If “yes”, please specify: _____________________________________________________________
Are you aware of any other matters that may impact on IFPHK's consideration of your application?
If “yes”, please specify: _____________________________________________________________
Yes
No












Note: If you have answered “YES” to any of the above questions, please attach all relevant documents relating to
the matters at issue.
Signature: ____________________________________
Date: _______________________________
Section D: Process and Payment Details (Please put a “” at the appropriate boxes)
TM
(Please skip Section FOUR of the AFP

Certification Renewal Application Form for Year 2015)
 Pay amount: HK$3,600*
(for certification not successfully renewed since
year 2013)
 Pay amount: HK$2,300*
(for certification not successfully renewed since
year 2014)
* 15% of annual certification fee(s) will be contributed to IFPHK capital fund
 Payment by cheque to: “IFPHK Ltd.” (Bank:________________________________
 Payment by credit card:  VISA
Card No.:
Card Expiry Date:
 MasterCard
-
/
Cheque No.: ______________)
-
-
(MM / YY)
Cardholder’s Name:
Cardholder’s Signature:
Date:
Checklist:
 Reinstatement form completed and signed.
 AFPTM Certification Renewal Application Form for Year 2015 completed and signed.
 Payment arranged.
 CE attendance records and supporting documentary evidence attached.
TM
Please complete this form and submit it with a completed AFP Certification Renewal Application Form for Year
2015 in person or by mail to the Institute of Financial Planners of Hong Kong, 13/F, Causeway Bay Plaza 2, 463 –
483 Lockhart Road, Hong Kong.
For Official Use Only
Date Received
Certificant No.
AFPHK
Payment
Confirmed On
Follow up /
Remarks
2
Oct 14
1/--pages
Report inappropriate content